Governance & Compliance Documents
Explore NBF’s governance and compliance documents, ensuring transparency and adherence to regulatory standards. Access policies, charters, and guidelines that reinforce our commitment to integrity, accountability, and ethical business practices.
Corporate Governance Policies
At NBF, we are committed to upholding the highest standards of transparency, accountability, and ethical business conduct. Below, you’ll find key governance documents that guide our operations and regulatory compliance.
Memorandum of Association (MOA)
- Articles of Association (AOA)
- Governance Framework of the Board of Directors
- Whistleblowing Policy
- Formal Disclosure Policy
- NBF VAT Registration Certificate
- Occupational Health & Safety Policy
- Internal Audit Charter
- ESG Position Statement
These policies form the foundation of our corporate governance framework, ensuring responsible leadership and sustainable business practices.
Compliance & Regulatory Documents
At NBF, we maintain a strong commitment to regulatory compliance and international best practices. The documents below provide key insights into our Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and sanctions compliance framework, supporting transparency in correspondent banking relationships.
- Patriot Act Certification – Compliance with U.S. regulations to prevent financial crimes.
- Wolfsberg Questionnaire – Details our AML/CTF controls and risk management practices.
- FATCA Certification (W-8BEN-E Form) – Ensures adherence to U.S. tax compliance requirements.
These documents reflect our dedication to maintaining a robust compliance environment and fostering secure financial relationships.
Industry Standards & Certifications
At NBF, we are committed to excellence, continuous improvement, and adherence to globally recognised industry standards. Our certifications reflect our dedication to quality, security, and operational resilience, ensuring the highest levels of service and customer satisfaction.
- ISO 9001:2015 – Quality Management System (QMS) Certification
- ISO 27001:2013 – Information Security Management System (ISMS) Certification
- ISO 45001:2018 – Occupational Health & Safety Management System Certification
These certifications reinforce our structured approach to governance, risk management, and compliance, positioning NBF as a trusted and resilient financial institution.
For compliance-related queries, please contact Grp-Compliance@nbf.ae.
